PFS EVP Allison Winge among industry leaders sharing insights on retirement advisory trends

To say retirement saving is big business would be an understatement. As of the end of last year, Americans had saved $25.3 trillion in retirement accounts, with $2.9 trillion in employer-sponsored defined benefit plans such as 401(k)s, per data from the Investment Company Institute.

Beginning in June, retirement advisors must officially begin to adhere to a series of new fiduciary regulations. As a practical matter, however, the so-called "fiduciary rule" has already led to procedural changes at many firms, even though the rule a) will not be officially enforced until 2018 and b) remains under review by the U.S. Department of Labor.

One result of the fiduciary rule: some advisors have exited the retirement space. In its latest issue, Leader’s Edge magazine took a closer look at the retirement advisory field -- and the opportunities potentially available to firms entering the field as others leave.

Plexus Financial Services executive vice president and practice leader Allison Winge was among the industry experts interviewed by Leader's Edge. She told the magazine she has seen more advisors start to specialize in retirement plans.

However, Winge suggested that merely dabbling in retirement planning was not advisable.

"Assuming the fiduciary rule does pass, I would only recommend it if the advisor is wanting to specialize in the retirement plan space," Winge told Leader's Edge, which is published by the Council of Insurance Agents and Brokers (CIAB).

The full story, with more insight from Winge, can be found on the Leader's Edge website.

Disclosure to recipients

Plexus Financial Services, LLC (“PFS”) does not provide specific investment, tax, and/or legal advice and the information referenced/provided is not specific to any company’s or individual’s circumstances. The materials referenced/provided are general in nature and provided for educational purposes based upon publicly available information from sources believed to be reputable and reliable; we cannot assure the accuracy or completeness of these materials and caution you to use personal diligence in review before relying or acting upon any information presented. Any general information referenced/provided is not be construed as personalized investment, tax, and/or legal advice. Always consult an advisor, attorney and/or tax professional regarding your specific situation.

This communication is strictly intended for individuals residing in the states of Alabama, Colorado, Georgia, Illinois, Indiana, Louisiana, North Carolina, Ohio, Oklahoma, Texas, Washington, and Wisconsin and does not provide any information regarding any offers or services directly provided by PFS. The information referenced/provided is not to be considered an offer to buy or sell, or a solicitation of any offer.

PFS is a wholly owned subsidiary of The Plexus Groupe LLC. Advisory services are offered through Plexus Financial Services LLC, a registered investment advisor with the SEC which transacts business in states where it is properly registered, or is excluded or exempted from registration requirements, member FINRA ( and the SIPC ( SEC registration does not constitute an endorsement of the firm by the Commission nor does it indicate that the adviser has attained a particular level of skill or ability.

You may request receipt of PFS’s Form ADV, Privacy Policy Statement, Code of Ethical Behavior, and Conflict of interest Policy at any time by written request to For additional details or questions regarding this or any information provided by or related to PFS, please visit our website at

Plexus Financial Services is located at 21805 Field Parkway, Suite 300, Deer Park, Illinois 60010. To contact us by phone, please call (847) 307-6222.